Seite - 88 - in Proceedings of the OAGM&ARW Joint Workshop - Vision, Automation and Robotics

which are collected with a stereo camera widely used in industrial applications. The remainder of the paper is organized as follows. In Section II we provide an overview of related work. Our proposed approach for Deep CNN based pose estimation is introduced in Section III. In Section IV, we present experiments with our trained pose estimator with test images containing real bananas. We conclude the paper with final remarks and plans for further work in Section V. II. RELATED WORKS Object detection and its pose estimation is an essential task for robots and industrial applications, especially for picking and placing tasks. The exact 6D pose information of an object is required to decide about grasp points for picking and to define proper locations for placing. Therefore, pose estimation in 3D space has received a lot of attention with various approaches which dominantly include feature matching based methods and recently convolutional neural network based methods. State of the art methods are able to perform classification of objects and pose estimation at the same time [1], [18]. In the brief review below we focus on feature based approaches with a local or global descriptor and CNN based approaches. A. Feature based approaches Extracting features from training and test data, matching correspondence and calculating single transformation from a trained model to target scenes are typical processes of feature based approaches. Features for the 3D domain are designed toprovideageneralized representationof theobject shape using local attributes. One popular example is SHOT developed by Tombari et al. [17]. In [1] Aldoma et al. de- veloped an approach which uses various features to generate possible hypotheses and select hypotheses which minimizes a cost function in order to remove false-positives. These feature based pose estimation approaches generally compute rigid transformations, which implicitly assumes that training models and target objects have the same shape. Wohlkinger et al. [19] uses CAD model to train global features to recognize real objects. This method shows robustness to shape variations, but it needs a large number of template images. B. CNN based approaches To employ recent convolutional neural networks, success- fully used in the 2D image domain, to the 3D domain, which does not have enough training data, researchers tried to use pre-trained CNNs as a feature descriptor and trained additional classifiers for recognition and linear regression for pose estimation [16]. But [16] constrains object poses to in-plane rotation on the table, with one single degree of freedom. Generation of synthetic data is an option for training a CNN with depth images as input. [3] uses a 3D CAD models in order to train the typical CNN structure and finally gains a descriptor for a single channel depth images. This model was used for object classification tasks. Also, [3] considers object classification tasks, but this approach generates depth images from CAD models containing both, varied view points and randomly morphed shapes. CNN based 6D pose estimation is also described in [18], [5]. Both use pair-wise training to guide intermediate features to have larger distances for larger pose deviations. They design a small CNN network, which has only two convolution layers in order to train the CNN using a small number of training examples. In contrast to these approaches, we use a deep CNN which has five convolutional layers and pre-trained weightscomputedbya largenumberof2Dimages.However, we refer to their pairwise training approaches to get a robust pose estimation performance. III. METHOD In the following paragraph we provide a detailed de- scription of the proposed pose estimation approach, which consists of a deep CNN, generation of synthetic images and a pose refinement step for the final result, shown in Fig.1. To be able to exploit the structure and pre-trained weights of well-established and tested CNNs taking three channels of a 2D color image as input, we transform single-channel depth images to three-channel color images. Finally, the pose estimation procedure at test time is described, including the refinement step to minimize the translational error. A. Deep CNN for pose estimation with depth images We employ Alexnet, which has proven results for 2D image classification tasks. The only different part is the last fully connected layer, which in our case has only four out- put channels for estimating the rotational transformation in quaternions, instead of a thousand channels for classification. Also, the final output is filtered by tanh function to provide normalized results between -1 and 1. The reason why we use a quaternion representation instead of Euler angles with three parameter is, the non-linearity and periodicity of Euler angles. For example, the numerical difference between 0 and 359 degrees is large, although the difference of the angles is small. However, the quaternion representation allows to calculate the pose difference as distance of each component of the quaternion values [12]. Most of the state of the art CNN models including Alexnet uses a 2D color image as input. State of the art for CNNs applied to depth images is to convert the depth image in the one channel to a color coded image in the three channels [6]. Among the possible color coding methods, directly matching each axis component of a surface normal to separate image channels has shown a superior performance [6]. Optionally, we use the depth value to scale the values of each pixel as described in (1) and (2). ID=1.0− Pz−minz+δmaxz−minz+2δ (1) Pdata= ID[Nx Ny Nz] (2) where Pdata describes a single data point represented in the threechannels. ID is the scaleddepthvalueand the remaining three values Nx, Ny and Nz are the individual axis of the 88